SEC Form 4 · accession 0001225208-16-025280
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Joseph Fleming
Officer — Chief Executive Officer · Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 1, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 29, 2016 | P | 9,200 | $1.96 | A | 2,687,955 | D | |
| CommonF1 | Feb 1, 2016 | P | 10,000 | $2.03 | A | 2,697,955 | D | |
| Common | Jan 29, 2016 | P | 2,500 | $1.95 | A | 7,500 | I | Held by Adult Son, Brendon Fleming |
| Common | Jan 29, 2016 | P | 5,000 | $1.98 | A | 5,000 | I | Held by Adult Son, Grady Fleming |
| Common | Jan 29, 2016 | P | 5,000 | $1.97 | A | 5,000 | I | Held by Adult Son, Sean Fleming |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.57 | holding | — | — | — | Sep 22, 2016 | Sep 22, 2025 | Common | 25,000 | 25,000 | I |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.02 to $2.04, inclusive. The reporting person undertakes to provide to Nobilis Health Corp., any security holder of Nobilis Health Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.