SEC Form 4 · accession 0001225208-16-025275

Nobilis Health Corp. · HLTH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Nov 11, 2014

Accepted (ET)

Feb 1, 2016 · 1:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001409916

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common^F1,F2	Jun 4, 2015	M	5,000	$1.18	A	5,000	I	Held by Adult Son, Brendon Fleming
Common	holding	—	—		—	28,755	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4,F2,F3	$1.18	Nov 11, 2014	A	5,000	A	Dec 19, 2014	Nov 11, 2024	Common	5,000	5,000	I
Stock Option (Right to Buy)^F2,F3	$1.18	Jun 4, 2015	M	5,000	D	Dec 19, 2014	Nov 11, 2024	Common	5,000	0	I
Stock Option (Right to Buy)^F6,F2,F5	$4.57	Sep 22, 2015	A	25,000	A	Sep 22, 2016	Sep 22, 2025	Common	25,000	25,000	I

F1Stock Options granted at C1.34. Conversion rate at 11/10/2014 was .8814 [1345], based on the Canada noon rate.
F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3Stock Options granted at C1.34. Conversion rate at 11/10/2014 was .8814 [1.1345] based on the Canada noon rate.
F4The Options fully vest on 12/19/2014.
F5Stock Options granted at C6.07. Conversion rate at 9/22/15 was 0.7531 [1.3278], based on the Canada noon rate.
F6The Options vest as to 8,333 on 9/22/2016, 8,333 on 9/22/2017 and 8,334 on 9/22/2018.