SEC Form 4 · accession 0001140361-16-057390
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Louis Kramer
10% Owner
Period of report
May 13, 2015
Accepted (ET)
Mar 10, 2016 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3,F2 | May 13, 2015 | S | 1,350,000 | $4.50 | D | 15,794,482 | I | Healthcare Ventures, Ltd. |
| Common SharesF1 | holding | — | — | — | 75,800 | I | Donald Kramer Family LLC | |
| Common SharesF2 | holding | — | — | — | 17,144,482 | I | Healthcare Ventures, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Shares | 2,000,000 | 2,000,000 | D |
Explanation of responses
- F1Common shares held by Donald Kramer Family LLC. Donald Kramer owns 50% of Donald Kramer Family LLC and is the President and Manager.
- F2Common shares held by Healthcare Ventures, Ltd., a partnership controlled by Donald Kramer.
- F3Expressed in Canadian Dollars.
- F4The Restricted Share Units ("RSU") vest in 10 years; however, the vesting period shall accelerate upon Donald Kramer ceasing to be executive director of the Issuer. Each RSU represents the contingent right to receive either (i) one share of common stock upon vesting of the RSU or (ii) a cash payment in an amount equal to the US dollar equivalent of the market price per share on the vesting date.