SEC Form 5 · accession 0001140361-16-052486
Nobilis Health Corp. · HLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Lloyd
Officer — Chief Executive Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 26, 2014 | A | 2,066,434 | $1.65 | A | 2,066,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1,F2 | $1.87 | Dec 1, 2014 | M | 1,048,218 | A | Dec 1, 2014 | Dec 1, 2024 | Common Shares | 1,048,218 | 1,048,218 | D |
| Employee Stock OptionsF1 | $3.44 | Jan 1, 2015 | M | 451,782 | A | Jan 1, 2015 | Jan 1, 2025 | Common Shares | 451,782 | 451,782 | D |
Explanation of responses
- F1Expressed in Canadian dollars.
- F2Date reflected above is grant date. The options vest as follow: 48,218 on 1/1/15; 500,000 on 11/26/15; 500,000 on 11/26/16.
Remarks
As of January 6, 2016, the reporting person is no longer the Chief Executive Officer of the Issuer.