SEC Form 4 · accession 0001567619-18-008142
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Donlin
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | Dec 14, 2018 | A | 1,000 | $25.03 | A | 1,000 | D | |
| Series B Preferred Stock | Dec 14, 2018 | A | 1,000 | $25.25 | A | 1,000 | D | |
| Series C Preferred Stock | Dec 14, 2018 | A | 1,000 | $24.52 | A | 1,000 | D | |
| Common Stock | holding | — | — | — | 185,180 | D | ||
| Common StockF1 | holding | — | — | — | 135,000 | I | By - Donlin Financial LLC | |
| Common Stock | holding | — | — | — | 4,000 | I | By - Donlin 2008 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.