SEC Form 4 · accession 0001140361-17-046508
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Donlin
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2017 | A | 9,815 | $18.595 | A | 168,619 | D | |
| Common StockF3 | holding | — | — | — | 135,000 | I | By - Donlin Financial LLC | |
| Common Stock | holding | — | — | — | 4,000 | I | By - Donlin 2008 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until separation of service.
- F2Represents the average daily VWAP for the Company's common stock for the 20 consecutive trading days ending on the trading day immediately prior to the grant date, December 15, 2017.
- F3Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.