SEC Form 4 · accession 0001140361-16-079677
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Choudhary Yarlagadda
Officer — Chief Operating Officer
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2016 | P | 1,400 | $16.09 | A | 104,391 | D | |
| Common StockF1 | Sep 9, 2016 | P | 265 | $16.08 | A | 242,805 | I | By Spouse |
| Common StockF1 | Sep 9, 2016 | P | 640 | $16.13 | A | 243,445 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.