SEC Form 4 · accession 0001140361-16-053942
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Lambiase
Officer — CEO, President and Director · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 16, 2016 | A | 63,712 | $0.00 | A | 215,112 | D | |
| Common StockF3 | Feb 16, 2016 | A | 18,970 | $0.00 | A | 234,082 | D | |
| Common Stock | holding | — | — | — | 33,600 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- F2The reporting person elected to defer share settlement until separation of service.
- F3Each RSU has the economic equivalent of one share of Chimera common stock.