SEC Form 4 · accession 0001140361-15-033404
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Choudhary Yarlagadda
Officer — Chief Operating Officer
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2015 | A | 1,850 | $13.54 | A | 212,275 | I | By Spouse |
| Common StockF2 | Aug 24, 2015 | A | 750 | $13.54 | A | 12,255 | I | By Spouse as UTMA custodian for son |
| Common Stock | holding | — | — | — | 30,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Shares are held by the reporting person's spouse as custodian for the reporting person's son under the Uniform Transfer to Minors Act. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.