SEC Form 4 · accession 0001140361-18-029189
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Green
Officer — Chief Operating Officer
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | P | 19,607 | $1.0557 | A | 504,764 | D | |
| Common StockF2 | Jun 18, 2018 | P | 10,000 | $1.0399 | A | 514,764 | D | |
| Common StockF3 | holding | — | — | — | 163,743 | I | By ANKMC, LLC | |
| Common Stock | holding | — | — | — | 125,270 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.03 to $1.07. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.015 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F3Shares owned by ANKMC, LLC, of which the reporting person is the sole member.