SEC Form 4 · accession 0001140361-18-028099
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Green
Officer — Chief Operating Officer
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | A | 110,000 | $0.00 | A | 485,157 | D | |
| Common StockF2 | holding | — | — | — | 163,743 | I | By ANKMC, LLC | |
| Common Stock | holding | — | — | — | 125,270 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively.
- F2Shares owned by ANKMC, LLC, of which the reporting person is the sole member.