SEC Form 4/A · accession 0001140361-18-010630
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael W Altschaefl
Officer — Chief Executive Officer · Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2018 | P | 24,000 | $0.8603 | A | 371,076 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.849 to $0.8699. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The Form 4 filed on February 27, 2018, reported that the reporting person held 363,829 shares following the reported transaction. This amended Form 4 is being filed to report that the reporting person actually held 371,076 shares following the transaction.