SEC Form 4 · accession 0001140361-16-085396
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L. Otten
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | A | 1,761 | $0.00 | A | 23,775 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan.