SEC Form 4 · accession 0001140361-16-075384
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Green
Officer — Executive Vice President
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | A | 106,956 | $0.00 | A | 165,196 | D | |
| Common StockF2 | holding | — | — | — | 163,743 | I | By ANKMC, LLC | |
| Common Stock | holding | — | — | — | 125,270 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
- F2Shares owned by ANKMC, LLC, of which the reporting person is the sole member.