SEC Form 4 · accession 0001140361-15-037094
ORION ENERGY SYSTEMS, INC. · OESX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Hull
Officer — Chief Financial Officer
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2015 | A | 82,906 | $0.00 | A | 82,906 | D | |
| Common Stock | Oct 5, 2015 | A | 24,510 | $0.00 | A | 107,416 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of October 5, 2016, 2017 and 2018, respectively.