SEC Form 4 · accession 0001567619-18-000664
Restoration Robotics, Inc. · HAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert H Kliman
Director · 10% Owner
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 9, 2018 | P | 2,000,000 | $1.50 | A | 5,355,786 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired in connection with an underwritten public offering of common stock which is scheduled to close on August 14, 2018.
- F2The shares are directly held by InterWest Partners IX, LP ("IW9"). InterWest Management Partners IX, LLC ("IMP9") as the general partner of IW9, may be deemed to beneficially own the shares held by IW9. The Reporting Person is a managing director of IMP9 and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.