SEC Form 3 · accession 0001140361-17-038281
Restoration Robotics, Inc. · HAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlotte Holland
Officer — Chief Financial Officer
Period of report
Oct 11, 2017
Accepted (ET)
Oct 11, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.20 | holding | — | — | — | — | Jan 25, 2022 | Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy)F1 | $2.20 | holding | — | — | — | — | Jan 30, 2023 | Common Stock | 15,000 | — | D |
| Stock Option (Right to Buy)F2 | $1.80 | holding | — | — | — | — | Apr 10, 2024 | Common Stock | 17,187 | — | D |
| Stock Option (Right to Buy)F3 | $1.80 | holding | — | — | — | — | Feb 24, 2025 | Common Stock | 18,750 | — | D |
| Stock Option (Right to Buy)F4 | $1.70 | holding | — | — | — | — | Feb 3, 2026 | Common Stock | 50,000 | — | D |
| Stock Option (Right to Buy)F5 | $1.70 | holding | — | — | — | — | Apr 17, 2027 | Common Stock | 10,000 | — | D |
Explanation of responses
- F1The option is fully vested and exercisable.
- F2The option vests with respect to 1/48th of the shares subject thereto on each monthly anniversary of January 1, 2014, subject to continued service through each applicable vesting date.
- F3The option vests with respect to 1/48th of the shares subject thereto on each monthly anniversary of January 1, 2015, subject to continued service through each applicable vesting date.
- F4The option vests with respect to 1/48th of the shares subject thereto on each monthly anniversary of February 3, 2016, subject to continued service through each applicable vesting date.
- F5The option vests with respect to 1/48th of the shares subject thereto on each monthly anniversary of February 9, 2017, subject to continued service through each applicable vesting date.