SEC Form 4 · accession 0001567619-18-007638
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Hood
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Dec 6, 2018 | S | 4,987 | $22.30 | D | 480,118 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | holding | — | — | — | 878,361 | I | By Smith & Hood Holding Company, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 54,806 | I | By affiliate, Hood Investments, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 19,649 | I | By affiliate, WKH Management, Inc. | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 152,781 | D | ||
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 3,692 | I | By affiliate, Amite Mini Storage | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 1,650 | I | Held in brokerage account (Stifel) owned by WKH Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 439,180.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 240,059 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.