SEC Form 4 · accession 0001567619-18-005791
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Hood
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Nov 9, 2018 | P | 127,314 | $22.30 | A | 452,579 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | holding | — | — | — | 798,510 | I | By Smith & Hood Holding Company, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 47,407 | I | By affiliate, Hood Investments, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 16,997 | I | By affiliate, WKH Management, Inc. | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 132,271 | D | ||
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 3,194 | I | By affiliate, Amite Mini Storage | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 1,650 | I | Held in brokerage account (Stifel) owned by WKH Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 226,289.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.