SEC Form 4 · accession 0001437749-26-022281

First Guaranty Bancshares, Inc. · FGBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jun 30, 2026

Accepted (ET)

Jul 1, 2026 · 4:08 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001408534

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK^F2,F1	Jun 30, 2026	P	74,846	$10.61	A	859,246	I	By: Smith & Tate Investments, LLC
COMMON STOCK	holding	—	—		—	2,867,467	D
COMMON STOCK^F1	holding	—	—		—	20,063	I	By: Smith-Hoover Holdings, L.L.C.
COMMON STOCK^F1	holding	—	—		—	21,907	I	By; MACSMITH LLC
COMMON STOCK^F1	holding	—	—		—	341,437	I	By: Smith & Hood Investment, LLC
COMMON STOCK^F1	holding	—	—		—	340,344	I	By: Big 4 Investments, LLC
COMMON STOCK^F1	holding	—	—		—	1,062,817	I	By Smith & Hood Holding Company, LLC

No Table II lines on this filing.

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2The shares were issued pursuant to the terms of the Second Amendment to the Promissory Note, dated as of March 20, 2026, by and between First Guaranty Bancshares, Inc., and Smith & Tate Investments, L.L.C. (the "Second Promissory Note Amendment") and the Second Amendment to the First Guaranty Bancshares, Inc. Floating Rate Subordinated Note due March 28, 2034, by and between First Guaranty Bancshares, Inc. and Smith & Tate Investments, L.L.C. (the "Second Subordinated Note Amendment"). The Second Promissory Note Amendment and the Second Subordinated Note Amendment were filed as Exhibit 10.1 and Exhibit 10.2 to the Form 8-K filed by First Guaranty Bancshares, Inc. with the SEC on March 20, 2026.