SEC Form 4 · accession 0001140361-17-045368
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgar R. Smith III
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 7, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Dec 7, 2017 | P | 18,897 | $29.00 | A | 325,265 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | holding | — | — | — | 798,510 | I | By Smith & Hood Holding Company, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 177,231 | D | ||
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 48,049 | I | By affiliate, Big 4 Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 162,632.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.