SEC Form 4 · accession 0001140361-16-085007
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgar R. Smith III
Director · 10% Owner
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Nov 3, 2016 | P | 90,126 | $18.00 | A | 302,993 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | holding | — | — | — | 798,510 | I | By Smith & Hood Holding Company, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common StockF3 | holding | — | — | — | 177,180 | D | ||
| First Guaranty Bancshares, Inc. $1 Par Common StockF3 | holding | — | — | — | 48,049 | I | by affiliate, Big 4 Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 151.496.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F3Reflects transactions not required to be reported pursuant to Section16 of the Securities Exchange Act of 1934, as amended.