SEC Form 4/A · accession 0001140361-16-082106
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William K Hood
Director · 10% Owner
Period of report
Sep 19, 2016
Accepted (ET)
Oct 6, 2016 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common Stock | Aug 26, 2016 | G | 798,510 | $0.00 | D | 0 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | Aug 26, 2016 | G | 798,510 | $0.00 | A | 798,510 | I | By Smith & Hood Holding Company, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Sep 19, 2016 | P | 212,867 | $16.50 | A | 212,867 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | Sep 19, 2016 | G | 4,978 | $0.00 | D | 0 | I | by grandchildren, minors William K. Hood custodian |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 47,407 | I | by affiliate, Hood Investments, LLC | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 16,997 | I | by affiliate, WKH Management, Inc. | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 132,271 | D | ||
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 3,194 | I | By affiliate, Amite Mini Storage | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 1,650 | I | by affiliate, WKH Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 106,433.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.