SEC Form 4 · accession 0001140361-16-080377
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgar R. Smith III
Director · 10% Owner
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common Stock | Aug 26, 2016 | G | 798,510 | $0.00 | D | 0 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | Aug 26, 2016 | G | 798,510 | $0.00 | A | 798,510 | I | By Smith & Hood Holding Company, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common StockF2 | Sep 19, 2016 | P | 212,867 | $16.50 | A | 212,867 | I | By Smith & Hood Investments, LLC |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | Sep 19, 2016 | P | 174,317 | $16.50 | A | 175,471 | D | |
| First Guaranty Bancshares, Inc. $1 Par Common Stock | holding | — | — | — | 47,586 | I | by affiliate, Big 4 Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2The reporting person disclaims beneficial ownership of 106,433.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.