SEC Form 4 · accession 0001140361-15-034849
First Guaranty Bancshares, Inc. · FGBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgar R. Smith III
Director · 10% Owner
Period of report
Sep 3, 2015
Accepted (ET)
Sep 11, 2015 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Guaranty Bancshares, Inc. $1 Par Common StockF1,F2 | Sep 3, 2015 | P | 7,672 | $19.81 | A | 432,488 | I | By Company |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1,F2 | Sep 4, 2015 | P | 293,471 | $19.81 | A | 725,919 | I | By Company |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1,F2 | holding | — | — | — | 41,739 | I | by affiliate, Big 4 Investments | |
| First Guaranty Bancshares, Inc. $1 Par Common StockF1 | holding | — | — | — | 1,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 362,959.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.