SEC Form 5 · accession 0001408356-16-000117
SOLARCITY CORP · SCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elon Musk
Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408356
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Zero Coupon Convertible Senior Notes due 2020F1,F2 | $33.00 | Dec 7, 2015 | P | — | A | Dec 7, 2015 | Dec 1, 2020 | Common Stock | 303,030 | — | I |
Explanation of responses
- F1For details, see the Issuer's Current Report on Form 8-K filed on December 7, 2015.
- F2These securities are beneficially owned by Elon Musk as Trustee of the Elon Musk Revocable Trust dated 7/22/03.