SEC Form 4 · accession 0001408356-15-000083
SOLARCITY CORP · SCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Kendall Jr.
Director
Period of report
Sep 17, 2015
Accepted (ET)
Sep 22, 2015 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2015 | M | 1,062 | $0.0001 | A | 37,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.0001 | Sep 17, 2015 | M | 1,062 | D | — | — | Common Stock | 1,062 | 4,248 | D |
Explanation of responses
- F1Represents par value of SolarCity Corporation common stock.
- F21/12th of the restricted stock unit became vested on September 17, 2015 and shares were delivered to reporting person on such date. 1/12th of the restricted stock unit shall continue to vest quarterly and shares will be delivered to reporting person on each vest date.