SEC Form 4 · accession 0001408356-15-000075
SOLARCITY CORP · SCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lyndon R Rive
Officer — Chief Executive Officer · Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 24, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2015 | M | 22,800 | $1.62 | A | 683,722 | D | |
| Common StockF1 | holding | — | — | — | 107,434 | I | By Family Trust | |
| Common StockF2 | holding | — | — | — | 1,500,000 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $1.62 | Aug 24, 2015 | M | 22,800 | D | Oct 2, 2009 | Sep 1, 2019 | Common Stock | 22,800 | 647,913 | D |
Explanation of responses
- F1Since reporting person's last report, 160,922 shares previously owned indirectly by trust were transferred directly to the reporting person.
- F2Since reporting person's last report, 500,000 shares previously owned indirectly by an investment company managed by the reporting person were transferred directly to the reporting person.