SEC Form 4 · accession 0001408356-15-000016
SOLARCITY CORP · SCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan K Shulkin
Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2015 | S | 20,000 | $53.3337 | D | 13,446 | I | By Trust |
| Common StockF3 | holding | — | — | — | 10,409 | I | See Footnote | |
| Common Stock | holding | — | — | — | 3,764 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.86 to $53.87, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2These shares are beneficially owned by Jonathan K. Shulkin as Trustee of the JKS Revocable Trust UA dated 11/25/2003.
- F3Valor Equity Management II, LP is the record owner of these shares. Reporting person indirectly beneficially owns a total of 10,409 shares held of record by Valor Equity Management II, LP.