Form4insider filings, from the source

SEC Form 4 · accession 0000899243-16-034319

SOLARCITY CORP · SCTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408356

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F10,F11,F12Nov 21, 2016D826,745—D0ISee Footnotes
Common StockF1,F3,F10,F11,F12Nov 21, 2016D260,838—D0ISee Footnotes
Common StockF1,F4,F10,F11,F12Nov 21, 2016D1,653,952—D0ISee Footnotes
Common StockF1,F5,F10,F11,F12Nov 21, 2016D7,970—D0ISee Footnotes
Common StockF1,F6,F10,F11,F12Nov 21, 2016D22,403—D0ISee Footnotes
Common StockF1,F7,F10,F11,F12Nov 21, 2016D136,138—D0ISee Footnotes
Common StockF1,F8,F17Nov 21, 2016D401,053—D0IBy Family Trust
Common StockF1,F9,F10,F11,F12Nov 21, 2016D399,383—D0ISee Footnotes
Common StockF1,F10,F11,F12,F13,F14,F15Nov 21, 2016D518—D0ISee Footnotes
Common StockF1,F10,F11,F12,F14,F16Nov 21, 2016D319—D0ISee Footnotes
Common StockF1,F18Nov 21, 2016D24,388—D0ISee Footnote
Common StockF1,F19Nov 21, 2016D6,776—D0ISee Footnote
Common StockF1,F20Nov 21, 2016D500—D0ISee Footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Option to Purchase Common StockF21$62.51Nov 21, 2016D30,000D——Common Stock30,0000D
Option to Purchase Common StockF21$62.51Nov 21, 2016D3,500D——Common Stock3,5000D
Option to Purchase Common StockF21$62.51Nov 21, 2016D5,000D——Common Stock5,0000D
Option to Purchase Common StockF21$62.51Nov 21, 2016D1,000D——Common Stock1,0000D

Explanation of responses

Remarks

This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2016, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on August 1, 2016, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Tesla Motors, Inc. ("Tesla"). Form 1 of 2