SEC Form 4 · accession 0001408287-15-000010
Zep Inc. · ZEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Bachmann
Officer — EVP & Chief Financial Officer
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 6, 2015 | S | 3,405 | $16.07 | D | 90,269 | D | |
| Common StockF1,F2,F3 | Jan 7, 2015 | S | 200 | $16.08 | D | 90,069 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging, inclusively, from $16.00 to $16.24 on sales reported for January 6, 2015 and from $16.01 to $16.15 on sales reported for January 7, 2015. The Reporting Person undertakes to provide to Zep Inc., any security holder of Zep Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- F3The total direct shares shown includes 16,619 time-vesting restricted and/or performance shares.