SEC Form 3 · accession 0001444190-17-000001
Synacor, Inc. · SYNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TZ HOLDINGS, INC.
10% Owner
Period of report
Mar 16, 2017
Accepted (ET)
Mar 24, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $3.00 | holding | — | — | — | Feb 14, 2017 | Sep 14, 2018 | Common Stock | 480,000 | — | D |
| Warrant | $3.00 | holding | — | — | — | Mar 16, 2017 | Sep 14, 2018 | Common Stock | 120,000 | — | D |
Explanation of responses
- F1This warrant became fully exercisable as of 2/14/17. The warrant became exercisable with respect to 1/6th of the shares on the first anniversary of 9/14/15 (9/14/15 being the closing date of the asset purchase under which such warrant was delivered) and then an additional 1/6th of the shares became exercisable on the same date in each of the next five months thereafter.