SEC Form 5 · accession 0001140361-17-001913

TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC · TPZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Nov 30, 2016

Accepted (ET)

Jan 13, 2017 · 5:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001408201

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1,F2	Dec 1, 2015	L	7	$18.55	A	1,685	D
Common Shares^F1	Jan 4, 2016	L	8	$16.73	A	1,685	D
Common Shares^F1	Feb 1, 2016	L	9	$15.02	A	1,685	D
Common Shares^F1	Mar 1, 2016	L	9	$15.39	A	1,685	D
Common Shares^F1	Apr 1, 2016	L	7	$17.10	A	1,685	D
Common Shares^F1	May 2, 2016	L	7	$18.88	A	1,685	D
Common Shares^F1	Jun 1, 2016	L	7	$18.85	A	1,685	D
Common Shares^F1,F3	Jul 1, 2016	L	7	$19.60	A	1,050	I	By adult child living at home
Common Shares^F1	Aug 1, 2016	L	6	$19.91	A	1,050	I	By adult child living at home
Common Shares^F1	Sep 1, 2016	L	6	$21.60	A	1,050	I	By adult child living at home
Common Shares^F1	Oct 3, 2016	L	6	$22.31	A	1,050	I	By adult child living at home
Common Shares^F1	Nov 1, 2016	L	6	$20.84	A	1,050	I	By adult child living at home

No Table II lines on this filing.

F1Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
F2Includes 136.45 shares acquired under the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan and excludes 1,019.31 shares formerly reported as direct ownership but now being reported as indirect beneficial ownership held by adult child living at home.
F3Includes 1,019.31 shares formerly reported as direct beneficial ownership but now held by adult child living at home.