SEC Form 5 · accession 0001140361-17-001795
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC · TPZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Nov 30, 2016
Accepted (ET)
Jan 13, 2017 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2015 | L | 6 | $18.55 | A | 832 | D | |
| Common SharesF1,F2 | Dec 1, 2015 | L | 6 | $18.55 | A | 832 | I | By spouse |
| Common SharesF1 | Jan 4, 2016 | L | 6 | $16.73 | A | 832 | D | |
| Common SharesF1 | Jan 4, 2016 | L | 6 | $16.73 | A | 832 | I | By spouse |
| Common SharesF1 | Feb 1, 2016 | L | 7 | $15.02 | A | 832 | D | |
| Common SharesF1 | Feb 1, 2016 | L | 7 | $15.02 | A | 832 | I | By spouse |
| Common SharesF1 | Mar 1, 2016 | L | 7 | $15.39 | A | 832 | D | |
| Common SharesF1 | Mar 1, 2016 | L | 7 | $15.39 | A | 832 | I | By spouse |
| Common SharesF1 | Apr 1, 2016 | L | 6 | $17.10 | A | 832 | D | |
| Common SharesF1 | Apr 1, 2016 | L | 6 | $17.10 | A | 832 | I | By spouse |
| Common SharesF1 | May 2, 2016 | L | 5 | $18.88 | A | 832 | D | |
| Common SharesF1 | May 2, 2016 | L | 5 | $18.88 | A | 832 | I | By spouse |
| Common SharesF1 | Jun 1, 2016 | L | 5 | $18.85 | A | 832 | D | |
| Common SharesF1 | Jun 1, 2016 | L | 5 | $18.85 | A | 832 | I | By spouse |
| Common SharesF1 | Jul 1, 2016 | L | 5 | $19.60 | A | 832 | D | |
| Common SharesF1 | Jul 1, 2016 | L | 5 | $19.60 | A | 832 | I | By spouse |
| Common SharesF1 | Aug 1, 2016 | L | 5 | $19.91 | A | 832 | D | |
| Common SharesF1 | Aug 1, 2016 | L | 5 | $19.91 | A | 832 | I | By spouse |
| Common SharesF1 | Sep 1, 2016 | L | 5 | $21.60 | A | 832 | D | |
| Common SharesF1 | Sep 1, 2016 | L | 5 | $21.60 | A | 832 | I | By spouse |
| Common SharesF1 | Oct 3, 2016 | L | 5 | $22.31 | A | 832 | D | |
| Common SharesF1 | Oct 3, 2016 | L | 5 | $22.31 | A | 832 | I | By spouse |
| Common SharesF1 | Nov 1, 2016 | L | 5 | $20.84 | A | 832 | D | |
| Common Shares | Nov 1, 2016 | L | 5 | $20.84 | A | 832 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Indirect ownership shares exclude 102.044 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.