SEC Form 5 · accession 0001140361-16-047524
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC · TPZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — Chief Executive Officer
Period of report
Nov 30, 2015
Accepted (ET)
Jan 11, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 1, 2014 | L | 4 | $26.70 | A | 2,515 | D | |
| Common SharesF1,F2 | Jan 2, 2015 | L | 4 | $25.79 | A | 2,515 | D | |
| Common SharesF1,F2 | Feb 2, 2015 | L | 4 | $25.74 | A | 2,515 | D | |
| Common SharesF1,F2 | Mar 2, 2015 | L | 4 | $26.40 | A | 2,515 | D | |
| Common SharesF1,F2 | Apr 1, 2015 | L | 5 | $26.61 | A | 2,515 | D | |
| Common SharesF2 | Apr 20, 2015 | S | 2 | $28.34 | D | 2,515 | D | |
| Common SharesF1,F2 | May 1, 2015 | L | 5 | $28.30 | A | 2,515 | D | |
| Common SharesF1,F2 | Jun 1, 2015 | L | 5 | $26.97 | A | 2,515 | D | |
| Common SharesF1,F2 | Jul 1, 2015 | L | 5 | $23.46 | A | 2,515 | D | |
| Common SharesF1,F2 | Aug 3, 2015 | L | 5 | $24.25 | A | 2,515 | D | |
| Common SharesF1,F2 | Sep 1, 2015 | L | 6 | $21.20 | A | 2,515 | D | |
| Common SharesF1,F2 | Oct 1, 2015 | L | 7 | $18.96 | A | 2,515 | D | |
| Common SharesF1,F2 | Nov 2, 2015 | L | 6 | $20.94 | A | 2,515 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 166.21 shares acquired under the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan.
- F3Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.