SEC Form 5 · accession 0001140361-16-047113
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC · TPZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Nov 30, 2015
Accepted (ET)
Jan 7, 2016 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2015 | L | 5 | $21.20 | A | 765 | D | |
| Common SharesF1 | Sep 1, 2015 | L | 1 | $21.20 | A | 102 | I | By self as custodian of child's account |
| Common SharesF1 | Sep 1, 2015 | L | 5 | $21.20 | A | 765 | I | By spouse |
| Common SharesF1 | Oct 1, 2015 | L | 5 | $18.96 | A | 765 | D | |
| Common SharesF1 | Oct 1, 2015 | L | 1 | $18.96 | A | 102 | I | By self as custodian of child's account |
| Common SharesF1 | Oct 1, 2015 | L | 5 | $18.96 | A | 765 | I | By spouse |
| Common SharesF1 | Nov 2, 2015 | L | 5 | $20.94 | A | 765 | D | |
| Common SharesF1 | Nov 2, 2015 | L | 1 | $20.94 | A | 102 | I | By self as custodian of child's account |
| Common SharesF1 | Nov 2, 2015 | L | 5 | $20.94 | A | 765 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.