SEC Form 5 · accession 0001140361-15-001498
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC · TPZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — Chief Financial Officer
Period of report
Nov 30, 2014
Accepted (ET)
Jan 12, 2015 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 2, 2013 | L | 4 | $24.92 | A | 2,289 | D | |
| Common SharesF1,F2 | Jan 2, 2014 | L | 4 | $25.55 | A | 2,289 | D | |
| Common SharesF1,F2 | Feb 3, 2014 | L | 4 | $25.20 | A | 2,289 | D | |
| Common SharesF1,F2 | Mar 3, 2014 | L | 4 | $25.48 | A | 2,289 | D | |
| Common SharesF1,F2 | Apr 1, 2014 | L | 4 | $25.46 | A | 2,289 | D | |
| Common SharesF1,F2 | May 1, 2014 | L | 4 | $27.09 | A | 2,289 | D | |
| Common SharesF1,F2 | Jun 2, 2014 | L | 4 | $27.49 | A | 2,289 | D | |
| Common SharesF1,F2 | Jul 1, 2014 | L | 4 | $28.63 | A | 2,289 | D | |
| Common SharesF1,F2 | Aug 1, 2014 | L | 4 | $28.43 | A | 2,289 | D | |
| Common SharesF1,F2 | Sep 2, 2014 | L | 4 | $29.72 | A | 2,289 | D | |
| Common SharesF1,F2 | Oct 1, 2014 | L | 4 | $28.17 | A | 2,289 | D | |
| Common SharesF1,F2 | Nov 3, 2014 | L | 4 | $28.07 | A | 2,289 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. ("TPZ") dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 75.22 shares acquired under the TPZ dividend reinvestment plan.