SEC Form 4 · accession 0001209191-19-010747
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Crum
Officer — Chief Human Resources Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2019 | A | 84,111 | $0.00 | A | 96,999 | D | |
| Common StockF2 | Feb 13, 2019 | F | 44,764 | $174.87 | D | 52,235 | D | |
| Common StockF3 | Feb 15, 2019 | S | 19,000 | $175.14 | D | 33,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of common stock issued following the vesting and conversion of PSUs granted to the reporting person on February 10, 2016, upon certification by the Compensation & Talent Management Committee on February 13, 2019 of the achievement of the performance metric for the performance period from February 9, 2016 to February 8, 2019.
- F2Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 84,111 PSUs granted on February 10, 2016 (includes the performance adjustment as described above).
- F3This transaction was executed in multiple trades at prices ranging from $174.68 to $175.43. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.