SEC Form 4 · accession 0001209191-19-008618
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CD Baer Pettit
Officer — President
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2019 | F | 578 | $171.95 | D | 178,706 | D | |
| Common StockF2 | Feb 7, 2019 | A | 2,445 | $0.00 | A | 181,151 | D | |
| Common StockF3 | Feb 7, 2019 | F | 6,319 | $172.45 | D | 174,832 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the first tranche of 1,229 restricted stock units granted on February 6, 2018.
- F2Represents the number of shares of common stock issued following the vesting and conversion of the second tranche of performance stock units ("PSUs") granted to the reporting person on January 27, 2015, upon certification by the Committee of the achievement of certain cumulative performance metrics for the 2015, 2016, 2017 and 2018 fiscal years, and reflects only the number of shares in excess of the amount previously reported with respect to such second tranche of PSUs on the Form 4 filed by the reporting person with the SEC on January 29, 2015.
- F3Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 13,443 PSUs granted on January 27, 2015.