SEC Form 4 · accession 0001209191-18-007863
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana H. Tidd
Officer — Head of Index
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | A | 3,040 | $0.00 | A | 10,107 | D | |
| Common StockF2 | Feb 2, 2018 | F | 1,158 | $142.53 | D | 8,949 | D | |
| Common StockF3 | Feb 2, 2018 | A | 12,416 | $0.00 | A | 21,365 | D | |
| Common StockF4 | Feb 6, 2018 | A | 2,579 | $0.00 | A | 23,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of common stock issued following the vesting and conversion of performance stock units ("PSUs") granted to the reporting person on January 27, 2015, upon certification by the Compensation and Talent Management Committee (the "Committee") of the achievement of certain cumulative performance metrics for the 2015, 2016 and 2017 fiscal years.
- F2Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 3,040 PSUs granted on January 27, 2015.
- F3Represents restricted stock units ("RSUs") vesting and converting to shares on December 16, 2019, upon certification by the Committee of a certain performance metric for the 2017 fiscal year. Each RSU represents a contingent right to receive one share of common stock.
- F4RSUs ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.