SEC Form 5 · accession 0001209191-18-006020
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A Fernandez
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 30, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2017 | G | 2,360 | $0.00 | D | 1,236,173 | D | |
| Common StockF1,F2 | Mar 3, 2017 | G | 1,140 | $0.00 | D | 1,236,173 | D | |
| Common StockF3,F2 | Dec 26, 2017 | G | 7,850 | $0.00 | D | 1,236,173 | D | |
| Common StockF2 | holding | — | — | — | 314,479 | I | By Fernandez 2007 Children's Trust | |
| Common StockF2 | holding | — | — | — | 7,900 | I | By Son | |
| Common StockF2 | holding | — | — | — | 3,625 | I | By Son | |
| Common StockF2 | holding | — | — | — | 730 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charitable gift to an educational institution on behalf of the reporting person on March 3, 2017.
- F2The reported shares reflect ownership as of December 31, 2017.
- F3Charitable gift to an educational institution on behalf of the reporting person on December 26, 2017.