SEC Form 4 · accession 0001209191-17-029349
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G. Ashe
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2017 | F | 725 | $100.32 | D | 9,834 | D | |
| Common StockF2 | May 1, 2017 | A | 1,395 | $0.00 | A | 11,229 | D | |
| Common Stock | May 1, 2017 | A | 1,043 | $0.00 | A | 12,272 | D | |
| Common StockF3 | May 1, 2017 | F | 413 | $100.63 | D | 11,859 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 1,833 restricted stock units granted to the Reporting Person on April 28, 2016.
- F2Restricted stock units vesting on May 1, 2018.
- F3Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the payment of Board of Directors, Audit Committee and Strategy and Finance Committee retainer fees, which the Reporting Person elected to receive in stock on May 1, 2017.