SEC Form 4 · accession 0000950103-16-013520
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CD Baer Pettit
Officer — Chief Operating Officer
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 20,106 | $18.00 | A | 223,976 | D | |
| Common StockF1 | May 20, 2016 | S | 20,106 | $75.94 | D | 203,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF2 | $18.00 | May 20, 2016 | M | 20,106 | D | — | Nov 14, 2017 | Common Stock | 20,106 | 26,815 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2015. This transaction was executed in multiple trades at prices ranging from $75.41 to $76.29. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which each transaction was effected.
- F2160,862 options to purchase shares of Common Stock granted on November 14, 2007, vesting over a four-year period, with 50% vested on November 14, 2009, and 25% vested on each of November 14, 2010 and 2011.