SEC Form 4 · accession 0000950103-16-013196
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen A Winters
Officer — Chief Financial Officer
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | A | 30,287 | $0.00 | A | 30,287 | D | |
| Common StockF2 | May 2, 2016 | A | 6,847 | $0.00 | A | 37,134 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units ("RSUs") vesting and converting to 21,070, 3,950 and 5,267 shares on the first, second and third anniversaries of the grant date, respectively. Each RSU represents a contingent right to receive one share of MSCI common stock.
- F2RSUs vesting and converting to shares ratably on February 10 in each of 2017, 2018 and 2019. Each RSU represents a contingent right to receive one share of MSCI common stock.