SEC Form 4 · accession 0000950103-16-013083
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G. Ashe
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | A | 1,113 | $0.00 | A | 9,956 | D | |
| Common StockF1 | Apr 28, 2016 | A | 1,833 | $0.00 | A | 11,789 | D | |
| Common StockF2 | Apr 28, 2016 | F | 1,271 | $75.29 | D | 10,518 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vesting on the earlier to occur of April 28, 2017 and MSCI Inc.'s next annual general meeting of shareholders.
- F2Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the (i) vesting and conversion to shares of 2,236 restricted stock units granted to Reporting Person on April 30, 2015 and the (ii) payment of Board of Directors and Audit Committee retainer fees, which the Reporting Person elected to receive in stock, on April 28, 2016.