SEC Form 4 · accession 0000950103-16-013073
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice Handy
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | A | 1,113 | $0.00 | A | 27,591 | D | |
| Common StockF2 | Apr 28, 2016 | A | 1,833 | $0.00 | A | 29,424 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.
- F2Restricted stock units vesting on the earlier to occur of April 28, 2017 and MSCI Inc.'s next annual general meeting of shareholders. Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares issuable upon vesting until the 60th day after such Reporting Person's "separation from service" as a director.