SEC Form 4 · accession 0000950103-16-011034
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Napolitano
Officer — Principal Accounting Officer
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | A | 685 | $0.00 | A | 10,617 | D | |
| Common StockF2 | Feb 8, 2016 | A | 685 | $0.00 | A | 11,302 | D | |
| Common StockF3 | Feb 8, 2016 | F | 248 | $63.16 | D | 11,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares of common stock issued following the vesting of performance stock units ("PSUs") on January 28, 2014, upon certification by the MSCI Inc. Compensation Committee of the achievement of certain cumulative performance metrics for the 2014 and 2015 fiscal years.
- F2Stock units vesting on December 31, 2016. Each stock unit represents a contingent right to receive one share of common stock.
- F3Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 685 PSUs.