SEC Form 5 · accession 0000950103-16-011028
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A Fernandez
Officer — Chairman, CEO and President · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 29, 2015 | G | 12,000 | $0.00 | D | 1,271,812 | D | |
| Common StockF1,F2 | May 29, 2015 | G | 4,700 | $0.00 | D | 1,271,812 | D | |
| Common StockF1,F2 | May 29, 2015 | G | 3,000 | $0.00 | D | 1,271,812 | D | |
| Common StockF2,F3 | holding | — | — | — | 87,756 | I | By 2012 GRAT | |
| Common StockF2 | holding | — | — | — | 226,723 | I | By Fernandez 2007 Children's Trust | |
| Common StockF2 | holding | — | — | — | 7,900 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charitable gift to an educational institution on behalf of the Reporting Person effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 5, 2014.
- F2The reported shares reflect ownership as of December 31, 2015.
- F3The Reporting Person is trustee and sole annuitant.