SEC Form 4 · accession 0000950103-16-010828
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry A Fernandez
Officer — Chairman, CEO and President · Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 29, 2016 | F | 9,501 | $68.84 | D | 1,253,237 | D | |
| Common StockF3 | holding | — | — | — | 87,756 | I | By 2012 GRAT | |
| Common Stock | holding | — | — | — | 226,723 | I | By Fernandez 2007 Children's Trust | |
| Common Stock | holding | — | — | — | 7,900 | I | By Son | |
| Common Stock | holding | — | — | — | 3,625 | I | By Son | |
| Common Stock | holding | — | — | — | 730 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 17,768 restricted stock units granted to the Reporting Person on January 29, 2013.
- F2Amount excludes charitable gifts to educational institutions on behalf of the Reporting Person effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2014. The gifts consisted of 19,700 shares in the aggregate, each transferred on May 29, 2015.
- F3The Reporting Person is trustee and sole annuitant.