SEC Form 4 · accession 0000950103-15-001128
MSCI Inc. · MSCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CD Baer Pettit
Officer — Head of Index
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001408198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | A | 6,318 | $0.00 | A | 197,272 | D | |
| Common StockF2 | Feb 6, 2015 | F | 3,001 | $56.03 | D | 194,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock units vesting on December 31, 2015. Each stock unit represents a contingent right to receive one share of MSCI Inc. common stock.
- F2Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 6,383 performance stock units, upon certification by the Compensation Committee of the achievement of certain cumulative performance metrics for the 2013 and 2014 fiscal years.